Securities Law

Advisory

We advise listed companies and market intermediaries (including merchant bankers, AIFs, investment advisers, research analysts, etc.) on compliance and regulatory issues, including:

  • SEBI Insider Trading compliance
  • Takeover Code and acquisition-related obligations
  • Fraudulent and unfair trade practices regulations
  • Corporate governance and listing regulations
  • Public offer transactions, including cross-border acquisitions of listed companies
  • Block deals, bulk deals, and delisting processes

 

Registrations & Approvals

We assist clients with SEBI and stock exchange registrations/approvals under applicable securities laws.

Regulatory Investigations & Enforcement

We support clients throughout the regulatory process, including:

  • Responding to information requests from regulators
  • Advisory during investigations, inquiries, and show cause notices
  • Resolution through settlement or exoneration
  • Representation before SEBI, SAT, and stock exchanges